SEC Form 4 · accession 0000910406-16-000100
HAIN CELESTIAL GROUP INC · HAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Irwin D Simon
Officer — Pres., CEO & Chairman of Bd · Director
Period of report
Feb 8, 2016
Accepted (ET)
Feb 10, 2016 · 8:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910406
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 8, 2016 | M | 600,000 | $5.88 | A | 2,124,362 | D | |
| Common StockF1 | Feb 8, 2016 | F | 380,589 | $34.13 | D | 1,743,773 | D | |
| Common Stock | holding | — | — | — | 124,782 | I | By trust | |
| Common StockF2 | holding | — | — | — | 4,140 | I | By spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $5.88 | Feb 8, 2016 | M | 600,000 | D | — | Mar 11, 2016 | Common Stock | 600,000 | 0 | D |
Explanation of responses
- F1Represents the payment of exercise price and tax liability by the withholding of securities.
- F2Mr. Simon disclaims beneficial ownership of the common stock held by his spouse, Daryl Simon.
- F3The option, representing a right to purchase a total of 600,000 shares (adjusted to reflect the Issuer's two-for-one stock split of common stock on December 29, 2014), became exercisable in four equal annual installments beginning on March 11, 2010, which was the first anniversary of the date on which the option was granted. The option expires on March 11, 2016.