SEC Form 4 · accession 0000910406-15-000050
HAIN CELESTIAL GROUP INC · HAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Irwin D Simon
Officer — Pres., CEO & Chairman of Bd · Director
Period of report
Oct 5, 2015
Accepted (ET)
Oct 7, 2015 · 8:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910406
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 5, 2015 | A | 43,352 | $0.00 | A | 1,590,672 | D | |
| Common StockF2 | Oct 5, 2015 | F | 24,199 | $53.34 | D | 1,566,473 | D | |
| Common StockF3 | Oct 5, 2015 | A | 41,738 | $0.00 | A | 1,608,211 | D | |
| Common StockF4 | holding | — | — | — | 4,140 | I | By spouse | |
| Common Stock | holding | — | — | — | 124,782 | I | By trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a grant of fully vested shares of the Issuer's common stock granted in settlement of the Issuer's 2014-2015 Long Term Incentive Plan.
- F2Represents shares withheld to pay taxes incident to the grant of fully vested shares of common stock.
- F3Represents a grant of restricted shares of the Issuer's common stock granted in partial settlement of the Issuer's 2015 Annual Incentive Plan, half of which will vest on October 5, 2016, and half of which will vest on October 5, 2017.
- F4Mr. Simon disclaims beneficial ownership of the common stock held by his spouse, Daryl Simon.