SEC Form 4 · accession 0001562180-15-000074
ASTORIA FINANCIAL CORP · AF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 10, 2015 | J | 3,577 | $0.00 | D | 0 | I | RSA |
| Common StockF2 | Feb 10, 2015 | J | 795 | $0.00 | D | 0 | I | RSA |
| Common StockF3 | Feb 10, 2015 | J | 2,000 | $0.00 | D | 0 | I | RSA |
| Common StockF4 | Feb 10, 2015 | J | 3,565 | $0.00 | D | 0 | I | RSA |
| Common StockF3 | Feb 10, 2015 | J | 793 | $0.00 | D | 0 | I | RSA |
Table II — derivative securities
Explanation of responses
- F1Represents cancellation of restricted stock awarded February 2, 2015 pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The cancellation was in accordance with the terms and conditions of the 2007 Plan, and resulted from Ms. Carlin's resignation from the Board.
- F2Represents cancellation of discretionary grant of restricted stock awarded February 2, 2015 pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The cancellation was in accordance with the terms and conditions of the 2007 Plan, and resulted from Ms. Carlin's resignation from the Board.
- F3Represents cancellation of discretionary grant of restricted stock awarded February 3, 2014 pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The cancellation was in accordance with the terms and conditions of the 2007 Plan, and resulted from Ms. Carlin's resignation from the Board.
- F4Represents cancellation of restricted stock awarded February 3, 2014 pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The cancellation was in accordance with the terms and conditions of the 2007 Plan, and resulted from Ms. Carlin's resignation from the Board.
Remarks
POWER OF ATTORNEY I hereby authorize and designate Monte N. Redman, Alan P. Eggleston, Thomas E. Lavery, Michele M. Weber, Theodore S. Ayvas, Frank E. Fusco, and Yvonne Schade, or any one of them acting as agent and attorney-in-fact, with the full power of the substitution, to: (1) Prepare and sign on my behalf any Form 3, Form 4 or Form 5 pursuant to Section 16 of the Securities Exchange Act of 1934, as amended, and file the same with the Securities Exchange Commission, NYSE and each stock exchange on which Astoria Financial Corporation's common stock or other securities are listed, as required by law; (2) Prepare and sign on my behalf any Form 144 pursuant to the Securities Act of 1933, as amended, and file the same with the Securities Exchange Commission, NYSE and each stock exchange on which Astoria Financial Corporation's common stock or other securities are listed, as required by law; and (3) Do anything else necessary or proper in connection with the foregoing. This Power of Attorney shall remain in effect as long as I am an affiliate of Astoria Financial Corporation, and shall not be affected by my subsequent disability or incompetence. Date: January 29, 2014 Jane D. Carlin