SEC Form 4 · accession 0001225208-19-004618
FLAGSTAR BANK, NATIONAL ASSOCIATION · FLG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J Odonovan
Director
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 26, 2019 | J | 4,460 | $12.3225 | A | 327,740 | I | By SERP |
| Common StockF2 | Mar 1, 2019 | A | 7,500 | $0.00 | A | 7,500 | I | By Stock Award IX |
| Common StockF3 | holding | — | — | — | 707,846 | D | ||
| Common StockF4 | holding | — | — | — | 64,556 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 5,318 | I | By Custodian For Grandson | |
| Common StockF5 | holding | — | — | — | 197,564 | I | By ESOP | |
| Common StockF6 | holding | — | — | — | 4,000 | I | By Stock Award V | |
| Common StockF7 | holding | — | — | — | 9,000 | I | By Stock Award VI | |
| Common StockF8 | holding | — | — | — | 12,000 | I | By Stock Award VII | |
| Common StockF9 | holding | — | — | — | 6,000 | I | By Stock Award VIII |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This form reflects an increase in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.
- F27,500 shares, granted under Stock Award IX on March 1, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in five equal annual installments commencing on March 1, 2020.
- F3The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.
- F4On December 11, 2018, a minimum required distribution was made by the 401(k) plan.
- F5On December 13, 2018, a minimum required distribution was made by the ESOP.
- F6The remaining 4,000 shares, granted under Stock Award V on May 1, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on May 1, 2019.
- F7The remaining 9,000 shares, granted under Stock Award VI on May 1, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on May 1, 2019.
- F8The remaining 12,000 shares, granted under Stock Award VII on April 1, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four equal annual installments commencing on April 1, 2019.
- F9The remaining 6,000 shares, granted under Stock Award VIII on February 15, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four equal annual installments commencing on February 15, 2020.