SEC Form 5 · accession 0001225208-19-002017
FLAGSTAR BANK, NATIONAL ASSOCIATION · FLG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence Rosano Jr.
Director
Period of report
Dec 31, 2018
Accepted (ET)
Feb 8, 2019 · 10:07 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 1, 2018 | J | 600 | $0.00 | A | 8,400 | D | |
| Common Stock | May 1, 2018 | J | 1,200 | $0.00 | A | 9,600 | D | |
| Common Stock | Jul 22, 2018 | J | 2,000 | $0.00 | A | 11,600 | D | |
| Common StockF2 | Jul 22, 2018 | J | 2,000 | $0.00 | D | 2,000 | I | By Stock Award |
| Common StockF3 | May 1, 2018 | J | 600 | $0.00 | D | 1,200 | I | By Stock Award II |
| Common StockF4 | May 1, 2018 | J | 600 | $0.00 | D | 1,800 | I | By Stock Award III |
| Common StockF5 | Apr 1, 2018 | J | 600 | $0.00 | D | 2,400 | I | By Stock Award IV |
| Common Stock | holding | — | — | — | 1,500 | I | By IRA | |
| Common Stock | holding | — | — | — | 500 | I | By Pension Plan | |
| Common Stock | holding | — | — | — | 500 | I | By Spouse's IRA | |
| Common StockF6 | holding | — | — | — | 3,000 | I | By Stock Award V |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.
- F2The remaining 2,000 shares, granted under Stock Award on July 22, 2014 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on July 22, 2019.
- F3The remaining 1,200 shares, granted under Stock Award II on May 1, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on May 1, 2019.
- F4The remaining 1,800 shares, granted under Stock Award III on May 1, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on May 1, 2019.
- F5The remaining 2,400 shares, granted under Stock Award IV on April 1, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four equal annual installments commencing on April 1, 2019.
- F63,000 shares, granted under Stock Award V on February 15, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in five equal annual installments commencing on February 15, 2019.