SEC Form 5 · accession 0001225208-19-002016
FLAGSTAR BANK, NATIONAL ASSOCIATION · FLG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Levine
Director
Period of report
Dec 31, 2018
Accepted (ET)
Feb 8, 2019 · 10:07 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 1, 2018 | J | 3,000 | $0.00 | A | 271,360 | D | |
| Common Stock | May 1, 2018 | J | 6,000 | $0.00 | A | 277,360 | D | |
| Common StockF2 | May 1, 2018 | J | 3,000 | $0.00 | D | 6,000 | I | By Stock Award VI |
| Common StockF3 | May 1, 2018 | J | 3,000 | $0.00 | D | 9,000 | I | By Stock Award VII |
| Common StockF4 | Apr 1, 2018 | J | 3,000 | $0.00 | D | 12,000 | I | By Stock Award VIII |
| Common StockF5 | holding | — | — | — | 7,500 | I | By Stock Award IX | |
| Common StockF6 | holding | — | — | — | 3,000 | I | By Stock Award V |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.
- F2The remaining 6,000 shares, granted under Stock Award VI on May 1, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on May 1, 2019.
- F3The remaining 9,000 shares, granted under Stock Award VII on May 1, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on May 1, 2019.
- F4The remaining 12,000 shares, granted under Stock Award VIII on April 1, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four equal annual installments commencing on April 1, 2019.
- F57,500 shares, granted under Stock Award IX on February 15, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in five equal annual installments commencing on February 15, 2019.
- F6The remaining 3,000 shares, granted under Stock Award V on January 10, 2014 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on January 10, 2019.