SEC Form 4 · accession 0001225208-18-016045
FLAGSTAR BANK, NATIONAL ASSOCIATION · FLG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J Odonovan
Director
Period of report
Nov 20, 2018
Accepted (ET)
Dec 3, 2018 · 9:19 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 20, 2018 | J | 5,529 | $9.77 | A | 323,280 | I | By SERP |
| Common Stock | holding | — | — | — | 704,346 | D | ||
| Common Stock | holding | — | — | — | 68,599 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 5,318 | I | By Custodian For Grandson | |
| Common Stock | holding | — | — | — | 210,383 | I | By ESOP | |
| Common StockF2 | holding | — | — | — | 2,000 | I | By Stock Award IV | |
| Common StockF3 | holding | — | — | — | 4,000 | I | By Stock Award V | |
| Common StockF4 | holding | — | — | — | 9,000 | I | By Stock Award VI | |
| Common StockF5 | holding | — | — | — | 12,000 | I | By Stock Award VII | |
| Common StockF6 | holding | — | — | — | 7,500 | I | By Stock Award VIII |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This form reflects an increase in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.
- F2The remaining 2,000 shares, granted under Stock Award IV on January 10, 2014 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on January 10, 2019.
- F3The remaining 4,000 shares, granted under Stock Award V on May 1, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on May 1, 2019.
- F4The remaining 9,000 shares, granted under Stock Award VI on May 1, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on May 1, 2019.
- F5The remaining 12,000 shares, granted under Stock Award VII on April 1, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four equal annual installments commencing on April 1, 2019.
- F67,500 shares, granted under Stock Award VIII on February 15, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in five equal annual installments commencing on February 15, 2019.