SEC Form 4 · accession 0001225208-18-016042
FLAGSTAR BANK, NATIONAL ASSOCIATION · FLG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph R Ficalora
Officer — President & CEO · Director
Period of report
Nov 20, 2018
Accepted (ET)
Dec 3, 2018 · 9:17 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 20, 2018 | J | 11,521 | $9.7597 | A | 672,949 | I | By 401(k) |
| Common Stock | Nov 23, 2018 | J | 11,144 | $9.70 | A | 647,044 | I | By ESOP |
| Common Stock | Nov 20, 2018 | J | 18,673 | $9.77 | A | 1,091,856 | I | By SERP |
| Common Stock | holding | — | — | — | 3,576,341 | D | ||
| Common Stock | holding | — | — | — | 300,863 | I | By Ficalora Family Foundation | |
| Common StockF2 | holding | — | — | — | 93,022 | I | By Stock Award IX | |
| Common StockF3 | holding | — | — | — | 46,068 | I | By Stock Award VIII | |
| Common StockF4 | holding | — | — | — | 158,607 | I | By Stock Award X | |
| Common StockF5 | holding | — | — | — | 201,294 | I | By Stock Award XI | |
| Common StockF6 | holding | — | — | — | 131,678 | I | By Stock Award XII |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.
- F2The remaining 93,022 shares, granted under Stock Award IX on March 19, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on March 19, 2019.
- F3The remaining 46,068 shares, granted under Stock Award VIII on March 18, 2014 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 18, 2019.
- F4The remaining 158,607 shares, granted under Stock Award X on March 16, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on March 16, 2019.
- F5The remaining 201,294 shares, granted under Stock Award XI on March 29, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four approximately equal annual installments commencing on March 29, 2019.
- F6As authorized under a plan approved by the Board of Directors in March 2018, 131,678 shares granted under Stock Award XII on March 26, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan will vest in five approximately equal annual installments commencing on March 26, 2019.