SEC Form 4 · accession 0001225208-18-013246
FLAGSTAR BANK, NATIONAL ASSOCIATION · FLG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J Carpenter
Officer — Sr.EVP & Chief Lending Officer
Period of report
Aug 21, 2018
Accepted (ET)
Sep 7, 2018 · 12:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 21, 2018 | J | 216 | $11.1794 | A | 14,441 | I | By 401(k) |
| Common Stock | holding | — | — | — | 424,859 | D | ||
| Common Stock | holding | — | — | — | 42,245 | I | By ESOP | |
| Common Stock | holding | — | — | — | 16,166 | I | By IRA | |
| Common StockF3 | holding | — | — | — | 23,852 | I | By Stock Award IX | |
| Common StockF4 | holding | — | — | — | 11,056 | I | By Stock Award VIII | |
| Common StockF5 | holding | — | — | — | 41,586 | I | By Stock Award X | |
| Common StockF6 | holding | — | — | — | 55,787 | I | By Stock Award XI | |
| Common StockF7 | holding | — | — | — | 36,494 | I | By Stock Award XII |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This form reflects an increase in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.
- F2This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
- F3The remaining 23,852 shares, granted under Stock Award IX on March 19, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on March 19, 2019.
- F4The remaining 11,056 shares, granted under Stock Award VIII on March 18, 2014 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 18, 2019.
- F5The remaining 41,586 shares, granted under Stock Award X on March 16, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on March 16, 2019.
- F6The remaining 55,787 shares, granted under Stock Award XI on March 29, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four approximately equal annual installments commencing on March 29, 2019.
- F7As authorized under a plan approved by the Board of Directors in March 2018, 36,494 shares granted under Stock Award XII on March 26, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan will vest in five approximately equal annual installments commencing on March 26, 2019.