SEC Form 4 · accession 0001225208-18-013244
FLAGSTAR BANK, NATIONAL ASSOCIATION · FLG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Pinto
Officer — EVP & Chief Accounting Officer
Period of report
Aug 21, 2018
Accepted (ET)
Sep 7, 2018 · 12:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 21, 2018 | J | 428 | $11.1794 | A | 28,587 | I | By 401(k) |
| Common Stock | Aug 22, 2018 | J | 571 | $11.0981 | A | 37,830 | I | By ESOP |
| Common Stock | holding | — | — | — | 328,749 | D | ||
| Common StockF2 | holding | — | — | — | 17,888 | I | By Stock Award IX | |
| Common StockF3 | holding | — | — | — | 8,845 | I | By Stock Award VIII | |
| Common StockF4 | holding | — | — | — | 30,947 | I | By Stock Award X | |
| Common StockF5 | holding | — | — | — | 41,408 | I | By Stock Award XI | |
| Common StockF6 | holding | — | — | — | 27,088 | I | By Stock Award XII |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.
- F2The remaining 17,888 shares, granted under Stock Award IX on March 19, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on March 19, 2019.
- F3The remaining 8,845 shares, granted under Stock Award VIII on March 18, 2014 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 18, 2019.
- F4The remaining 30,947 shares, granted under Stock Award X on March 16, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three approximately equal annual installments commencing on March 16, 2019.
- F5The remaining 41,408 shares, granted under Stock Award XI on March 29, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four approximately equal annual installments commencing on March 29, 2019.
- F6As authorized under a plan approved by the Board of Directors in March 2018, 27,088 shares granted under Stock Award XII on March 26, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan will vest in five approximately equal annual installments commencing on March 26, 2019.