SEC Form 4 · accession 0001225208-18-006854
FLAGSTAR BANK, NATIONAL ASSOCIATION · FLG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J Carpenter
Officer — Sr.EVP & Chief Lending Officer
Period of report
Mar 29, 2018
Accepted (ET)
Apr 2, 2018 · 10:36 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 29, 2018 | F | 6,830 | $13.03 | D | 424,859 | D | |
| Common Stock | holding | — | — | — | 13,708 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 42,245 | I | By ESOP | |
| Common Stock | holding | — | — | — | 16,166 | I | By IRA | |
| Common StockF2 | holding | — | — | — | 23,852 | I | By Stock Award IX | |
| Common StockF3 | holding | — | — | — | 11,056 | I | By Stock Award VIII | |
| Common StockF4 | holding | — | — | — | 41,586 | I | By Stock Award X | |
| Common StockF5 | holding | — | — | — | 55,787 | I | By Stock Award XI | |
| Common StockF6 | holding | — | — | — | 36,494 | I | By Stock Award XII |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.
- F2The remaining 23,852 shares, granted under Stock Award IX on March 19, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on March 19, 2019.
- F3The remaining 11,056 shares, granted under Stock Award VIII on March 18, 2014 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 18, 2019.
- F4The remaining 41,586 shares, granted under Stock Award X on March 16, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on March 16, 2019.
- F5The remaining 55,787 shares, granted under Stock Award XI on March 29, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four approximately equal annual installments commencing on March 29, 2019.
- F6As authorized under a plan approved by the Board of Directors in March 2018, 36,494 shares granted under Stock Award XII on March 26, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan will vest in five approximately equal annual installments commencing on March 26, 2019.