SEC Form 4 · accession 0001225208-18-006754
FLAGSTAR BANK, NATIONAL ASSOCIATION · FLG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph R Ficalora
Officer — President & CEO · Director
Period of report
Mar 26, 2018
Accepted (ET)
Mar 28, 2018 · 9:10 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 26, 2018 | A | 131,678 | $0.00 | A | 131,678 | I | By Stock Award XII |
| Common StockF2 | holding | — | — | — | 3,550,661 | D | ||
| Common Stock | holding | — | — | — | 642,530 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 617,579 | I | By ESOP | |
| Common Stock | holding | — | — | — | 300,863 | I | By Ficalora Family Foundation | |
| Common Stock | holding | — | — | — | 1,042,461 | I | By SERP | |
| Common StockF3 | holding | — | — | — | 93,022 | I | By Stock Award IX | |
| Common StockF4 | holding | — | — | — | 46,068 | I | By Stock Award VIII | |
| Common StockF5 | holding | — | — | — | 158,607 | I | By Stock Award X | |
| Common StockF6 | holding | — | — | — | 251,618 | I | By Stock Award XI |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1As authorized under a plan approved by the Board of Directors in March 2018, 131,678 shares granted under Stock Award XII on March 26, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan will vest in five approximately equal annual installments commencing on March 26, 2019.
- F2The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.
- F3The remaining 93,022 shares, granted under Stock Award IX on March 19, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on March 19, 2019.
- F4The remaining 46,068 shares, granted under Stock Award VIII on March 18, 2014 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 18, 2019.
- F5The remaining 158,607 shares, granted under Stock Award X on March 16, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on March 16, 2019.
- F6As authorized under a plan approved by the Board of Directors in March 2017, 251,618 shares granted under Stock Award XI on March 29, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan will vest in five approximately equal annual installments commencing on March 29, 2018.