SEC Form 4 · accession 0001225208-18-006462
FLAGSTAR BANK, NATIONAL ASSOCIATION · FLG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Wann
Officer — Senior EVP and COO · Director
Period of report
Mar 16, 2018
Accepted (ET)
Mar 20, 2018 · 12:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 16, 2018 | F | 11,999 | $14.11 | D | 1,223,727 | D | |
| Common Stock | Feb 27, 2018 | J | 1,313 | $14.10 | A | 110,187 | I | By 401(k) |
| Common Stock | Dec 31, 2017 | J | 1,057 | $13.225 | A | 351,628 | I | By ESOP |
| Common Stock | Feb 28, 2018 | J | 4,231 | $14.1296 | A | 355,859 | I | By ESOP |
| Common Stock | Feb 27, 2018 | J | 3,097 | $14.11 | A | 260,126 | I | By SERP |
| Common StockF4 | holding | — | — | — | 61,716 | I | By Stock Award IX | |
| Common StockF5 | holding | — | — | — | 20,523 | I | By Stock Award VII | |
| Common StockF6 | holding | — | — | — | 40,319 | I | By Stock Award VIII | |
| Common StockF7 | holding | — | — | — | 73,500 | I | By Stock Award X | |
| Common StockF8 | holding | — | — | — | 123,652 | I | By Stock Awards XI |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.
- F2This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.
- F3This form reflects an increase in beneficial ownership resulting from an exempt acquisition pursuant to Rule 16b-3(c).
- F4The remaining 61,716 shares, granted under Stock Award IX on March 19, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three approximately equal annual installments commencing on March 19, 2018.
- F5The remaining 20,523 shares, granted under Stock Award VII on March 19, 2013 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 19, 2018.
- F6The remaining 40,319 shares, granted under Stock Award VIII on March 18, 2014 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two approximately equal annual installments commencing on March 18, 2018.
- F7The remaining 73,500 shares, granted under Stock Award X on March 16, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on March 16, 2019.
- F8As authorized under a plan approved by the Board of Directors in March 2017, 123,652 shares granted under Stock Award XI on March 29, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan will vest in five approximately equal annual installments commencing on March 29, 2018.