SEC Form 4 · accession 0001225208-18-006461

FLAGSTAR BANK, NATIONAL ASSOCIATION · FLG

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Joseph R Ficalora

Officer — President & CEO · Director

Period of report

Mar 16, 2018

Accepted (ET)

Mar 20, 2018 · 12:40 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000910073

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Mar 16, 2018	F	25,891	$14.11	D	3,406,540	D
Common Stock	Feb 27, 2018	J	7,655	$14.10	A	642,530	I	By 401(k)
Common Stock	Dec 31, 2017	J	1,057	$13.225	A	610,237	I	By ESOP
Common Stock	Feb 28, 2018	J	7,342	$14.1296	A	617,579	I	By ESOP
Common Stock	Feb 27, 2018	J	12,411	$14.11	A	1,042,461	I	By SERP
Common Stock	holding	—	—		—	300,863	I	By Ficalora Family Foundation
Common Stock^F4	holding	—	—		—	139,534	I	By Stock Award IX
Common Stock^F5	holding	—	—		—	51,540	I	By Stock Award VII
Common Stock^F6	holding	—	—		—	92,137	I	By Stock Award VIII
Common Stock^F7	holding	—	—		—	158,607	I	By Stock Award X
Common Stock^F8	holding	—	—		—	251,618	I	By Stock Award XI

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.
F2This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.
F3This form reflects an increase in beneficial ownership resulting from an exempt acquisition pursuant to Rule 16b-3(c).
F4The remaining 139,534 shares, granted under Stock Award IX on March 19, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three approximately equal annual installments commencing on March 19, 2018.
F5The remaining 51,540 shares, granted under Stock Award VII on March 19, 2013 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 19, 2018.
F6The remaining 92,137 shares, granted under Stock Award VIII on March 18, 2014 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two approximately equal annual installments commencing on March 18, 2018.
F7The remaining 158,607 shares, granted under Stock Award X on March 16, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on March 16, 2019.
F8As authorized under a plan approved by the Board of Directors in March 2017, 251,618 shares granted under Stock Award XI on March 29, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan will vest in five approximately equal annual installments commencing on March 29, 2018.