SEC Form 5 · accession 0001225208-18-002667
FLAGSTAR BANK, NATIONAL ASSOCIATION · FLG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J Odonovan
Director
Period of report
Dec 31, 2017
Accepted (ET)
Feb 13, 2018 · 12:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 27, 2017 | J | 2,000 | $0.00 | A | 694,346 | D | |
| Common Stock | Dec 27, 2017 | J | 2,000 | $0.00 | A | 696,346 | D | |
| Common Stock | Dec 27, 2017 | J | 2,000 | $0.00 | D | 0 | I | By Stock Award III |
| Common StockF2 | Dec 27, 2017 | J | 2,000 | $0.00 | D | 2,000 | I | By Stock Award IV |
| Common StockF3 | holding | — | — | — | 68,599 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 5,318 | I | By Custodian For Grandson | |
| Common StockF4 | holding | — | — | — | 210,383 | I | By ESOP | |
| Common Stock | holding | — | — | — | 304,980 | I | By SERP | |
| Common StockF5 | holding | — | — | — | 6,000 | I | By Stock Award V | |
| Common StockF6 | holding | — | — | — | 12,000 | I | By Stock Award VI | |
| Common StockF7 | holding | — | — | — | 15,000 | I | By Stock Award VII |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested. The Board of Directors also accelerated the vesting date for all Stock Awards scheduled to vest during January 2018 to December 27, 2017.
- F2The remaining 2,000 shares, granted under Stock Award IV on January 10, 2014 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on January 10, 2019.
- F3On December 18, 2017, a minimum required distribution was made by the 401(k) plan.
- F4On December 15, 2017, a minimum required distribution was made by the ESOP.
- F5The remaining 6,000 shares, granted under Stock Award V on May 1, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on May 1, 2018.
- F6The remaining 12,000 shares, granted under Stock Award VI on May 1, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four equal annual installments commencing on May 1, 2018.
- F715,000 shares, granted under Stock Award VII on April 1, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in five equal annual installments commencing on April 1, 2018.