SEC Form 4 · accession 0001225208-18-000514
FLAGSTAR BANK, NATIONAL ASSOCIATION · FLG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dominick Ciampa
Director
Period of report
Jan 2, 2018
Accepted (ET)
Jan 4, 2018 · 9:56 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 28, 2017 | G | 927 | $0.00 | A | 20,728 | D | |
| Common StockF1,F2 | Dec 26, 2017 | G | 18,900 | $0.00 | D | 1,828 | D | |
| Common Stock | Dec 27, 2017 | J | 5,000 | $0.00 | A | 6,828 | D | |
| Common Stock | Dec 27, 2017 | J | 5,000 | $0.00 | A | 11,828 | D | |
| Common Stock | Jan 2, 2018 | J | 61,200 | $0.00 | D | 104,932 | I | As Trustee |
| Common Stock | Jun 28, 2017 | G | 927 | $0.00 | D | 0 | I | By Spouse |
| Common Stock | Dec 27, 2017 | J | 5,000 | $0.00 | D | 0 | I | By Stock Award III |
| Common StockF5 | Dec 27, 2017 | J | 5,000 | $0.00 | D | 5,000 | I | By Stock Award IV |
| Common Stock | holding | — | — | — | 301,929 | I | By Foundation | |
| Common Stock | holding | — | — | — | 141,707 | I | By IRA | |
| Common Stock | holding | — | — | — | 2,836 | I | By Spouse's IRA | |
| Common StockF6 | holding | — | — | — | 15,000 | I | By Stock Award V | |
| Common StockF7 | holding | — | — | — | 20,000 | I | By Stock Award VI | |
| Common StockF8 | holding | — | — | — | 25,000 | I | By Stock Award VII |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On May 9, 2017, 150,800 shares previously held as directly owned were transferred and are now held indirectly as Trustee. On May 11, 2017 the reporting person's IRA made a minimum required distribution of 19,040 shares and the shares were transferred to direct ownership.
- F2The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested. The Board of Directors also accelerated the vesting date for all Stock Awards scheduled to vest during January 2018 to December 27, 2017.
- F3Since the reporting person's last report 5,000 shares previously held by Stock Award III and Stock Award IV have vested and are now owned directly.
- F4Represents distribution of shares held in a trust to trust beneficiaries in accordance with the terms of the trust.
- F5The remaining 5,000 shares, granted under Stock Award IV on January 10, 2014 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on January 10, 2019.
- F6The remaining 15,000 shares, granted under Stock Award V on May 1, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on May 1, 2018.
- F7The remaining 20,000 shares, granted under Stock Award VI on May 1, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four equal annual installments commencing on May 1, 2018.
- F825,000 shares, granted under Stock Award VII on April 1, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in five equal annual installments commencing on April 1, 2018.
Remarks
Exhibit List: Exhibit 24 Power of Attorney