SEC Form 4 · accession 0001225208-17-017934
FLAGSTAR BANK, NATIONAL ASSOCIATION · FLG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J Odonovan
Director
Period of report
Nov 21, 2017
Accepted (ET)
Dec 1, 2017 · 9:26 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 21, 2017 | J | 3,965 | $12.9068 | A | 304,980 | I | By SERP |
| Common Stock | holding | — | — | — | 692,346 | D | ||
| Common Stock | holding | — | — | — | 72,505 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 5,318 | I | By Custodian For Grandson | |
| Common Stock | holding | — | — | — | 222,137 | I | By ESOP | |
| Common StockF2 | holding | — | — | — | 2,000 | I | By Stock Award III | |
| Common StockF3 | holding | — | — | — | 4,000 | I | By Stock Award IV | |
| Common StockF4 | holding | — | — | — | 6,000 | I | By Stock Award V | |
| Common StockF5 | holding | — | — | — | 12,000 | I | By Stock Award VI | |
| Common StockF6 | holding | — | — | — | 15,000 | I | By Stock Award VII |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This form reflects an increase in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.
- F2The remaining 2,000 shares, granted under Stock Award III on January 10, 2013 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on January 10, 2018.
- F3The remaining 4,000 shares, granted under Stock Award IV on January 10, 2014 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on January 10, 2018.
- F4The remaining 6,000 shares, granted under Stock Award V on May 1, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on May 1, 2018.
- F5The remaining 12,000 shares, granted under Stock Award VI on May 1, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four equal annual installments commencing on May 1, 2018.
- F615,000 shares, granted under Stock Award VII on April 1, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in five equal annual installments commencing on April 1, 2018.