SEC Form 4 · accession 0001225208-17-017931
FLAGSTAR BANK, NATIONAL ASSOCIATION · FLG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph R Ficalora
Officer — President & CEO · Director
Period of report
Nov 21, 2017
Accepted (ET)
Dec 1, 2017 · 9:26 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 21, 2017 | J | 8,264 | $12.8891 | A | 634,875 | I | By 401(k) |
| Common Stock | Nov 24, 2017 | J | 7,906 | $12.9297 | A | 609,180 | I | By ESOP |
| Common Stock | Nov 21, 2017 | J | 13,390 | $12.9068 | A | 1,030,050 | I | By SERP |
| Common Stock | holding | — | — | — | 3,379,562 | D | ||
| Common Stock | holding | — | — | — | 300,863 | I | By Ficalora Family Foundation | |
| Common StockF2 | holding | — | — | — | 139,534 | I | By Stock Award IX | |
| Common StockF3 | holding | — | — | — | 51,540 | I | By Stock Award VII | |
| Common StockF4 | holding | — | — | — | 92,137 | I | By Stock Award VIII | |
| Common StockF5 | holding | — | — | — | 211,476 | I | By Stock Award X | |
| Common StockF6 | holding | — | — | — | 251,618 | I | By Stock Award XI |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.
- F2The remaining 139,534 shares, granted under Stock Award IX on March 19, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three approximately equal annual installments commencing on March 19, 2018.
- F3The remaining 51,540 shares, granted under Stock Award VII on March 19, 2013 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 19, 2018.
- F4The remaining 92,137 shares, granted under Stock Award VIII on March 18, 2014 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two approximately equal annual installments commencing on March 18, 2018.
- F5The remaining 211,476 shares, granted under Stock Award X on March 16, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four equal annual installments commencing on March 16, 2018.
- F6As authorized under a plan approved by the Board of Directors in March 2017, 251,618 shares granted under Stock Award XI on March 29, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan will vest in five approximately equal annual installments commencing on March 29, 2018.