SEC Form 4 · accession 0001225208-17-010867
FLAGSTAR BANK, NATIONAL ASSOCIATION · FLG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J Carpenter
Officer — Sr.EVP & Chief Lending Officer
Period of report
May 19, 2017
Accepted (ET)
Jun 5, 2017 · 1:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 19, 2017 | J | 167 | $13.056 | A | 13,045 | I | By 401(k) |
| Common Stock | holding | — | — | — | 376,366 | D | ||
| Common Stock | holding | — | — | — | 41,188 | I | By ESOP | |
| Common Stock | holding | — | — | — | 16,166 | I | By IRA | |
| Common StockF3 | holding | — | — | — | 35,778 | I | By Stock Award IX | |
| Common StockF4 | holding | — | — | — | 11,323 | I | By Stock Award VII | |
| Common StockF5 | holding | — | — | — | 22,112 | I | By Stock Award VIII | |
| Common StockF6 | holding | — | — | — | 55,448 | I | By Stock Award X | |
| Common StockF7 | holding | — | — | — | 69,734 | I | By Stock Award XI |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This form reflects an increase in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.
- F2This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
- F3The remaining 35,778 shares, granted under Stock Award IX on March 19, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on March 19, 2018.
- F4The remaining 11,323 shares, granted under Stock Award VII on March 19, 2013 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 19, 2018.
- F5The remaining 22,112 shares, granted under Stock Award VIII on March 18, 2014 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on March 18, 2018.
- F6The remaining 55,448 shares, granted under Stock Award X on March 16, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four equal annual installments commencing on March 16, 2018.
- F7As authorized under a plan approved by the Board of Directors in March 2017, 69,734 shares granted under Stock Award XI on March 29, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan will vest in five approximately equal annual installments commencing on March 29, 2018.