SEC Form 4 · accession 0001225208-17-007357
FLAGSTAR BANK, NATIONAL ASSOCIATION · FLG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald A. Rosenfeld
Director
Period of report
Apr 1, 2017
Accepted (ET)
Apr 4, 2017 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 1, 2017 | A | 3,000 | $0.00 | A | 3,000 | I | By Stock Award VI |
| Common StockF2 | holding | — | — | — | 86,466 | I | By RAR Trust | |
| Common StockF3 | holding | — | — | — | 600 | I | By Stock Award II | |
| Common StockF4 | holding | — | — | — | 1,200 | I | By Stock Award III | |
| Common StockF5 | holding | — | — | — | 2,400 | I | By Stock Award IV | |
| Common StockF6 | holding | — | — | — | 3,000 | I | By Stock Award V |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F13,000 shares, granted under Stock Award VI on April 1, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in five equal annual installments commencing on April 1, 2018.
- F2Since the reporting person's last report certain shares held by Stock Awards have vested and are now held by the RAR Trust.
- F3The remaining 600 shares, granted under Stock Award II on January 10, 2013 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on January 10, 2018.
- F4The remaining 1,200 shares, granted under Stock Award III on January 10, 2014 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on January 10, 2018.
- F5The remaining 2,400 shares, granted under Stock Award IV on May 1, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four equal annual installments commencing on May 1, 2017.
- F63,000 shares, granted under Stock Award V on May 1, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in five equal annual installments commencing on May 1, 2017.