SEC Form 4 · accession 0001225208-17-006748
FLAGSTAR BANK, NATIONAL ASSOCIATION · FLG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J Carpenter
Officer — Sr.EVP & Chief Lending Officer
Period of report
Mar 18, 2017
Accepted (ET)
Mar 23, 2017 · 4:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 18, 2017 | J | 11,057 | $0.00 | A | 353,117 | D | |
| Common Stock | Mar 19, 2017 | J | 11,926 | $0.00 | A | 365,043 | D | |
| Common Stock | Mar 19, 2017 | J | 11,323 | $0.00 | A | 376,366 | D | |
| Common StockF2 | Mar 19, 2017 | J | 11,926 | $0.00 | D | 35,778 | I | By Stock Award IX |
| Common StockF3 | Mar 19, 2017 | J | 11,323 | $0.00 | D | 11,323 | I | By Stock Award VII |
| Common StockF4 | Mar 18, 2017 | J | 11,057 | $0.00 | D | 22,112 | I | By Stock Award VIII |
| Common Stock | holding | — | — | — | 12,633 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 41,188 | I | By ESOP | |
| Common Stock | holding | — | — | — | 16,166 | I | By IRA | |
| Common StockF5 | holding | — | — | — | 55,448 | I | By Stock Award X |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Since the reporting person's last report 11,926 shares, 11,323 shares, and 11,057 shares previously held by Stock Award IX, Stock Award VII, and Stock Award VIII, respectively, have vested and are now owned directly.
- F2The remaining 35,778 shares, granted under Stock Award IX on March 19, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on March 19, 2018.
- F3The remaining 11,323 shares, granted under Stock Award VII on March 19, 2013 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 19, 2018.
- F4The remaining 22,112 shares, granted under Stock Award VIII on March 18, 2014 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on March 18, 2018.
- F5The remaining 55,448 shares, granted under Stock Award X on March 16, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four equal annual installments commencing on March 16, 2018.