SEC Form 4 · accession 0001225208-17-006746
FLAGSTAR BANK, NATIONAL ASSOCIATION · FLG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph R Ficalora
Officer — President & CEO · Director
Period of report
Mar 18, 2017
Accepted (ET)
Mar 23, 2017 · 4:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 18, 2017 | J | 46,069 | $0.00 | A | 3,281,510 | D | |
| Common Stock | Mar 19, 2017 | J | 51,540 | $0.00 | A | 3,333,050 | D | |
| Common Stock | Mar 19, 2017 | J | 46,512 | $0.00 | A | 3,379,562 | D | |
| Common StockF2 | Mar 19, 2017 | J | 46,512 | $0.00 | D | 139,534 | I | By Stock Award IX |
| Common StockF3 | Mar 19, 2017 | J | 51,540 | $0.00 | D | 51,540 | I | By Stock Award VII |
| Common StockF4 | Mar 18, 2017 | J | 46,069 | $0.00 | D | 92,137 | I | By Stock Award VIII |
| Common Stock | holding | — | — | — | 609,914 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 585,264 | I | By ESOP | |
| Common Stock | holding | — | — | — | 300,863 | I | By Ficalora Family Foundation | |
| Common Stock | holding | — | — | — | 989,580 | I | By SERP | |
| Common StockF5 | holding | — | — | — | 211,476 | I | By Stock Award X |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Since the reporting person's last report 46,512 shares, 51,540 shares, and 46,069 shares previously held by Stock Award IX, Stock Award VII, and Stock Award VIII, respectively, have vested and are now owned directly.
- F2The remaining 139,534 shares, granted under Stock Award IX on March 19, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three approximately equal annual installments commencing on March 19, 2018.
- F3The remaining 51,540 shares, granted under Stock Award VII on March 19, 2013 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 19, 2018.
- F4The remaining 92,137 shares, granted under Stock Award VIII on March 18, 2014 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two approximately equal annual installments commencing on March 18, 2018.
- F5The remaining 211,476 shares, granted under Stock Award X on March 16, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four equal annual installments commencing on March 16, 2018.