SEC Form 4 · accession 0001225208-17-006527
FLAGSTAR BANK, NATIONAL ASSOCIATION · FLG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Wann
Officer — Senior EVP and COO · Director
Period of report
Mar 16, 2017
Accepted (ET)
Mar 17, 2017 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 16, 2017 | F | 12,636 | $14.36 | D | 1,149,969 | D | |
| Common Stock | Feb 22, 2017 | J | 1,146 | $15.3433 | A | 104,594 | I | By 401(k) |
| Common Stock | Dec 31, 2016 | J | 858 | $15.71 | A | 333,150 | I | By ESOP |
| Common Stock | Feb 23, 2017 | J | 3,658 | $15.4821 | A | 336,808 | I | By ESOP |
| Common Stock | Feb 22, 2017 | J | 2,706 | $15.3446 | A | 246,931 | I | By SERP |
| Common StockF4 | holding | — | — | — | 82,289 | I | By Stock Award IX | |
| Common StockF5 | holding | — | — | — | 41,047 | I | By Stock Award VII | |
| Common StockF6 | holding | — | — | — | 60,479 | I | By Stock Award VIII | |
| Common StockF7 | holding | — | — | — | 98,000 | I | By Stock Award X |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.
- F2This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.
- F3This form reflects an increase in beneficial ownership resulting from an exempt acquisition pursuant to Rule 16b-3(c).
- F4The remaining 82,289 shares, granted under Stock Award IX on March 19, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four approximately equal annual installments commencing on March 19, 2017.
- F5The remaining 41,047 shares, granted under Stock Award VII on March 19, 2013 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two approximately equal annual installments commencing on March 19, 2017.
- F6The remaining 60,479 shares, granted under Stock Award VIII on March 18, 2014 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three approximately equal annual installments commencing on March 18, 2017.
- F7The remaining 98,000 shares, granted under Stock Award X on March 16, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four equal annual installments commencing on March 16, 2018.