SEC Form 4 · accession 0001225208-17-006523
FLAGSTAR BANK, NATIONAL ASSOCIATION · FLG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas R Cangemi
Officer — Sr. EVP & CFO
Period of report
Mar 16, 2017
Accepted (ET)
Mar 17, 2017 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 16, 2017 | F | 7,814 | $14.36 | D | 766,758 | D | |
| Common Stock | Dec 31, 2016 | J | 858 | $15.71 | A | 38,223 | I | By ESOP |
| Common Stock | holding | — | — | — | 91,791 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 58,394 | I | By IRA | |
| Common Stock | holding | — | — | — | 1,941 | I | By Spouse | |
| Common StockF3 | holding | — | — | — | 52,474 | I | By Stock Award IX | |
| Common StockF4 | holding | — | — | — | 26,892 | I | By Stock Award VII | |
| Common StockF5 | holding | — | — | — | 38,697 | I | By Stock Award VIII | |
| Common StockF6 | holding | — | — | — | 60,605 | I | By Stock Award X |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.
- F2This form reflects an increase in beneficial ownership resulting from an exempt acquisition pursuant to Rule 16b-3(c).
- F3The remaining 52,474 shares, granted under Stock Award IX on March 19, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four approximately equal annual installments commencing on March 19, 2017.
- F4The remaining 26,892 shares, granted under Stock Award VII on March 19, 2013 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on March 19, 2017.
- F5The remaining 38,697 shares, granted under Stock Award VIII on March 18, 2014 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on March 18, 2017.
- F6The remaining 60,605 shares, granted under Stock Award X on March 16, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four approximately equal annual installments commencing on March 16, 2018.