SEC Form 5 · accession 0001225208-17-002965
FLAGSTAR BANK, NATIONAL ASSOCIATION · FLG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dominick Ciampa
Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 13, 2017 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 27, 2016 | G | 15,885 | $0.00 | D | 126,561 | D | |
| Common Stock | Dec 9, 2016 | G | 3,380 | $0.00 | D | 308,124 | I | By Foundation |
| Common Stock | Dec 21, 2016 | G | 640 | $0.00 | D | 307,484 | I | By Foundation |
| Common Stock | Dec 23, 2016 | G | 4,915 | $0.00 | D | 302,569 | I | By Foundation |
| Common Stock | Dec 29, 2016 | G | 640 | $0.00 | D | 301,929 | I | By Foundation |
| Common Stock | holding | — | — | — | 56,532 | I | As Trustee | |
| Common Stock | holding | — | — | — | 160,747 | I | By IRA | |
| Common Stock | holding | — | — | — | 927 | I | By Spouse | |
| Common Stock | holding | — | — | — | 2,836 | I | By Spouse's IRA | |
| Common StockF1 | holding | — | — | — | 5,000 | I | By Stock Award II | |
| Common StockF2 | holding | — | — | — | 10,000 | I | By Stock Award III | |
| Common StockF3 | holding | — | — | — | 15,000 | I | By Stock Award IV | |
| Common StockF4 | holding | — | — | — | 20,000 | I | By Stock Award V | |
| Common StockF5 | holding | — | — | — | 25,000 | I | By Stock Award VI |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The remaining 5,000 shares, granted under Stock Award II on January 3, 2012 pursuant to the New York Community Bancorp, Inc. 2006 Stock Incentive Plan, will vest on January 3, 2017.
- F2The remaining 10,000 shares, granted under Stock Award III on January 10, 2013 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on January 10, 2017.
- F3The remaining 15,000 shares, granted under Stock Award IV on January 10, 2014 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on January 10, 2017.
- F4The remaining 20,000 shares, granted under Stock Award V on May 1, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four equal annual installments commencing on May 1, 2017.
- F525,000 shares, granted under Stock Award VI on May 1, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in five equal annual installments commencing on May 1, 2017.