SEC Form 4 · accession 0001225208-16-042170
FLAGSTAR BANK, NATIONAL ASSOCIATION · FLG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph R Ficalora
Officer — President & CEO · Director
Period of report
Nov 18, 2016
Accepted (ET)
Nov 23, 2016 · 1:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 18, 2016 | J | 6,373 | $15.92 | A | 603,230 | I | By 401(k) |
| Common Stock | Nov 18, 2016 | J | 6,120 | $15.8872 | A | 578,049 | I | By ESOP |
| Common Stock | Nov 18, 2016 | J | 10,341 | $15.92 | A | 978,736 | I | By SERP |
| Common Stock | holding | — | — | — | 3,171,768 | D | ||
| Common Stock | holding | — | — | — | 300,863 | I | By Ficalora Family Foundation | |
| Common StockF2 | holding | — | — | — | 186,046 | I | By Stock Award IX | |
| Common StockF3 | holding | — | — | — | 40,385 | I | By Stock Award VI | |
| Common StockF4 | holding | — | — | — | 103,080 | I | By Stock Award VII | |
| Common StockF5 | holding | — | — | — | 138,206 | I | By Stock Award VIII | |
| Common StockF6 | holding | — | — | — | 264,345 | I | By Stock Award X |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.
- F2The remaining 186,046 shares, granted under Stock Award IX on March 19, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four approximately equal annual installments commencing on March 19, 2017.
- F3The remaining 40,385 shares, granted under Stock Award VI on March 13, 2012 pursuant to the New York Community Bancorp, Inc. 2006 Stock Incentive Plan, will vest on March 13, 2017.
- F4The remaining 103,080 shares, granted under Stock Award VII on March 19, 2013 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on March 19, 2017.
- F5The remaining 138,206 shares, granted under Stock Award VIII on March 18, 2014 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three approximately equal annual installments commencing on March 18, 2017.
- F6As authorized under a plan approved by the Board of Directors in March 2015, 264,345 shares granted under Stock Award X on March 16, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan will vest in five equal annual installments commencing on March 16, 2017.