SEC Form 4 · accession 0001225208-16-033904
FLAGSTAR BANK, NATIONAL ASSOCIATION · FLG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J Carpenter
Officer — Sr.EVP & Chief Lending Officer
Period of report
May 17, 2016
Accepted (ET)
May 24, 2016 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 17, 2016 | J | 138 | $14.7721 | A | 12,104 | I | By 401(k) |
| Common StockF3 | holding | — | — | — | 323,232 | D | ||
| Common Stock | holding | — | — | — | 40,329 | I | By ESOP | |
| Common Stock | holding | — | — | — | 16,166 | I | By IRA | |
| Common StockF4 | holding | — | — | — | 47,704 | I | By Stock Award IX | |
| Common StockF5 | holding | — | — | — | 12,115 | I | By Stock Award VI | |
| Common StockF6 | holding | — | — | — | 22,646 | I | By Stock Award VII | |
| Common StockF7 | holding | — | — | — | 33,169 | I | By Stock Award VIII | |
| Common StockF8 | holding | — | — | — | 69,310 | I | By Stock Award X |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This form reflects an increase in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.
- F2This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
- F3The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.
- F4The remaining 47,704 shares, granted under Stock Award IX on March 19, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four equal annual installments commencing on March 19, 2017.
- F5The remaining 12,115 shares, granted under Stock Award VI on March 13, 2012 pursuant to the New York Community Bancorp, Inc. 2006 Stock Incentive Plan, will vest on March 13, 2017.
- F6The remaining 22,646 shares, granted under Stock Award VII on March 19, 2013 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on March 19, 2017.
- F7The remaining 33,169 shares, granted under Stock Award VIII on March 18, 2014 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three approximately equal annual installments commencing on March 18, 2017.
- F8As authorized under a plan approved by the Board of Directors in March 2015, 69,310 shares granted under Stock Award X on March 16, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan will vest in five equal annual installments commencing on March 16, 2017.