SEC Form 4 · accession 0001225208-16-033903
FLAGSTAR BANK, NATIONAL ASSOCIATION · FLG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Pinto
Officer — EVP & Chief Accounting Officer
Period of report
Mar 1, 2016
Accepted (ET)
May 24, 2016 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2016 | J | 139 | $15.3399 | A | 27,127 | I | By 401(k) |
| Common Stock | May 17, 2016 | J | 312 | $14.7721 | A | 27,439 | I | By 401(k) |
| Common Stock | May 18, 2016 | J | 382 | $15.1135 | A | 34,387 | I | By ESOP |
| Common StockF3 | holding | — | — | — | 249,970 | D | ||
| Common StockF4 | holding | — | — | — | 35,778 | I | By Stock Award IX | |
| Common StockF5 | holding | — | — | — | 9,231 | I | By Stock Award VI | |
| Common StockF6 | holding | — | — | — | 18,400 | I | By Stock Award VII | |
| Common StockF7 | holding | — | — | — | 26,535 | I | By Stock Award VIII | |
| Common StockF8 | holding | — | — | — | 51,579 | I | By Stock Award X |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This form reflects an increase in beneficial ownership resulting from an exempt acquisition pursuant to Rule 16b-3(c).
- F2This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.
- F3The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.
- F4The remaining 35,778 shares, granted under Stock Award IX on March 19, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four approximately equal annual installments commencing on March 19, 2017.
- F5The remaining 9,231 shares, granted under Stock Award VI on March 13, 2012 pursuant to the New York Community Bancorp, Inc. 2006 Stock Incentive Plan, will vest on March 13, 2017.
- F6The remaining 18,400 shares, granted under Stock Award VII on March 19, 2013 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on March 19, 2017.
- F7The remaining 26,535 shares, granted under Stock Award VIII on March 18, 2014 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on March 18, 2017.
- F8As authorized under a plan approved by the Board of Directors in March 2015, 51,579 shares granted under Stock Award X on March 16, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan will vest in five approximately equal annual installments commencing on March 16, 2017.