SEC Form 4 · accession 0001225208-16-032385
FLAGSTAR BANK, NATIONAL ASSOCIATION · FLG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Tsimbinos
Director
Period of report
May 1, 2016
Accepted (ET)
May 3, 2016 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 1, 2016 | A | 3,000 | $0.00 | A | 3,000 | I | By Stock Award IV |
| Common StockF2 | holding | — | — | — | 882,927 | D | ||
| Common StockF3 | holding | — | — | — | 132,000 | I | By 2013 GRAT II | |
| Common Stock | holding | — | — | — | 53,460 | I | By IRA | |
| Common Stock | holding | — | — | — | 54,000 | I | BY JMT 2012 Trust | |
| Common Stock | holding | — | — | — | 80,649 | I | By Spouse | |
| Common StockF4 | holding | — | — | — | 1,200 | I | By Stock Award | |
| Common StockF5 | holding | — | — | — | 1,800 | I | By Stock Award II | |
| Common StockF6 | holding | — | — | — | 2,400 | I | By Stock Award III |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F13,000 shares, granted under Stock Award IV on May 1, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in five equal annual installments commencing on May 1, 2017.
- F2The number of shares held directly includes certain shares that were previously held by Stock Awards, and 68,000 shares that were previously held by 2013 GRAT II.
- F3Reflects the transfer of 68,000 shares to Mr. Tsimbinos' account on March 4, 2016.
- F4The remaining 1,200 shares, granted under Stock Award on January 10, 2013 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan will vest in two equal annual installments commencing on January 10, 2017.
- F5The remaining 1,800 shares, granted under Stock Award II on January 10, 2014 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on January 10, 2017.
- F6The remaining 2,400 shares, granted under Stock Award III on May 1, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four equal annual installments commencing on May 1, 2017.