SEC Form 4 · accession 0001225208-16-032383
FLAGSTAR BANK, NATIONAL ASSOCIATION · FLG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald A. Rosenfeld
Director
Period of report
May 1, 2016
Accepted (ET)
May 3, 2016 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 14, 2016 | W | 4,000 | $0.00 | D | 0 | I | By JPR Trust |
| Common StockF1 | May 1, 2016 | A | 3,000 | $0.00 | A | 3,000 | I | By Stock Award V |
| Common StockF2 | holding | — | — | — | 83,266 | I | By RAR Trust | |
| Common StockF3 | holding | — | — | — | 2,000 | I | By Stock Award | |
| Common StockF4 | holding | — | — | — | 1,200 | I | By Stock Award II | |
| Common StockF5 | holding | — | — | — | 1,800 | I | By Stock Award III | |
| Common StockF6 | holding | — | — | — | 2,400 | I | By Stock Award IV |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F13,000 shares, granted under Stock Award V on May 1, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in five equal annual installments commencing on May 1, 2017.
- F2Since the reporting person's last report certain shares held by Stock Awards have vested and are now held by the RAR Trust.
- F3The remaining 2,000 shares, granted under Stock Award on January 3, 2012 pursuant to the New York Community Bancorp, Inc. 2006 Stock Incentive Plan, will vest on January 3, 2017.
- F4The remaining 1,200 shares, granted under Stock Award II on January 10, 2013 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on January 10, 2017.
- F5The remaining 1,800 shares, granted under Stock Award III on January 10, 2014 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on January 10, 2017.
- F6The remaining 2,400 shares, granted under Stock Award IV on May 1, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four equal annual installments commencing on May 1, 2017.