SEC Form 4 · accession 0001225208-16-032381
FLAGSTAR BANK, NATIONAL ASSOCIATION · FLG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J Odonovan
Director
Period of report
May 1, 2016
Accepted (ET)
May 3, 2016 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 1, 2016 | A | 15,000 | $0.00 | A | 15,000 | I | By Stock Award VI |
| Common StockF2 | holding | — | — | — | 681,346 | D | ||
| Common Stock | holding | — | — | — | 75,598 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 5,318 | I | By Custodian For Grandson | |
| Common Stock | holding | — | — | — | 231,696 | I | By ESOP | |
| Common Stock | holding | — | — | — | 280,161 | I | By SERP | |
| Common StockF3 | holding | — | — | — | 2,000 | I | By Stock Award II | |
| Common StockF4 | holding | — | — | — | 4,000 | I | By Stock Award III | |
| Common StockF5 | holding | — | — | — | 6,000 | I | By Stock Award IV | |
| Common StockF6 | holding | — | — | — | 8,000 | I | By Stock Award V |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F115,000 shares, granted under Stock Award VI on May 1, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in five equal annual installments commencing on May 1, 2017.
- F2The number of shares held directly includes shares that were previously held by Stock Award V and that have subsequently vested.
- F3The remaining 2,000 shares, granted under Stock Award II on January 3, 2012 pursuant to the New York Community Bancorp, Inc. 2006 Stock Incentive Plan, will vest on January 3, 2017.
- F4The remaining 4,000 shares, granted under Stock Award III on January 10, 2013 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on January 10, 2017.
- F5The remaining 6,000 shares, granted under Stock Award IV on January 10, 2014 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on January 10, 2017.
- F6The remaining 8,000 shares, granted under Stock Award V on May 1, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four equal annual installments commencing on May 1, 2017.