SEC Form 4 · accession 0001225208-16-030130

FLAGSTAR BANK, NATIONAL ASSOCIATION · FLG

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Joseph R Ficalora

Officer — President & CEO · Director

Period of report

Mar 16, 2016

Accepted (ET)

Mar 18, 2016 · 5:01 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000910073

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Mar 16, 2016	A	264,345	$0.00	A	264,345	I	By Stock Award X
Common Stock^F2	holding	—	—		—	3,043,716	D
Common Stock	holding	—	—		—	583,187	I	By 401(k)
Common Stock	holding	—	—		—	558,991	I	By ESOP
Common Stock	holding	—	—		—	300,863	I	By Ficalora Family Foundation
Common Stock	holding	—	—		—	946,225	I	By SERP
Common Stock^F3	holding	—	—		—	232,558	I	By Stock Award IX
Common Stock^F4	holding	—	—		—	30,000	I	By Stock Award V
Common Stock^F5	holding	—	—		—	40,385	I	By Stock Award VI
Common Stock^F6	holding	—	—		—	154,620	I	By Stock Award VII
Common Stock^F7	holding	—	—		—	138,206	I	By Stock Award VIII

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1As authorized under a plan approved by the Board of Directors in March 2015, 264,345 shares granted under Stock Award X on March 16, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan will vest in five equal annual installments commencing on March 16, 2017.
F2The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.
F3As authorized under a plan approved by the Board of Directors in March 2014, 232,558 shares granted under Stock Award IX on March 19, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan will vest in five approximately equal annual installments commencing on March 19, 2016.
F4The remaining 30,000 shares, granted under Stock Award V on March 25, 2011 pursuant to the New York Community Bancorp, Inc. 2006 Stock Incentive Plan, will vest on March 25, 2016.
F5The remaining 40,385 shares, granted under Stock Award VI on March 13, 2012 pursuant to the New York Community Bancorp, Inc. 2006 Stock Incentive Plan, will vest on March 13, 2017.
F6The remaining 154,620 shares, granted under Stock Award VII on March 19, 2013 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on March 19, 2016.
F7The remaining 138,206 shares, granted under Stock Award VIII on March 18, 2014 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three approximately equal annual installments commencing on March 18, 2017.