SEC Form 4 · accession 0001225208-16-028651
FLAGSTAR BANK, NATIONAL ASSOCIATION · FLG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J Odonovan
Director
Period of report
Feb 19, 2016
Accepted (ET)
Mar 1, 2016 · 8:31 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 19, 2016 | J | 3,039 | $15.50 | A | 280,161 | I | By SERP |
| Common StockF2 | holding | — | — | — | 679,346 | D | ||
| Common StockF3 | holding | — | — | — | 75,598 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 5,318 | I | By Custodian For Grandson | |
| Common StockF3 | holding | — | — | — | 231,696 | I | By ESOP | |
| Common StockF2,F4 | holding | — | — | — | 2,000 | I | By Stock Award II | |
| Common StockF2,F5 | holding | — | — | — | 4,000 | I | By Stock Award III | |
| Common StockF2,F6 | holding | — | — | — | 6,000 | I | By Stock Award IV | |
| Common StockF7 | holding | — | — | — | 10,000 | I | By Stock Award V |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This form reflects an increase in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.
- F2Since the reporting person's last report, 2,000 shares previously held in each of Stock Award, Stock Award II, Stock Award III and Stock Award IV have vested and are now owned directly.
- F3On December 9, 2015 and December 10, 2015, a minimum required distribution was made by the 401(k) plan and ESOP, respectively.
- F4The remaining 2,000 shares, granted under Stock Award II on January 3, 2012 pursuant to the New York Community Bancorp, Inc. 2006 Stock Incentive Plan, will vest on January 3, 2017.
- F5The remaining 4,000 shares, granted under Stock Award III on January 10, 2013 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on January 10, 2017.
- F6The remaining 6,000 shares, granted under Stock Award IV on January 10, 2014 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on January 10, 2017.
- F710,000 shares, granted under Stock Award V on May 1, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in five equal annual installments commencing on May 1, 2016.