SEC Form 4 · accession 0001225208-16-028650
FLAGSTAR BANK, NATIONAL ASSOCIATION · FLG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J Carpenter
Officer — Sr.EVP & Chief Lending Officer
Period of report
Dec 31, 2015
Accepted (ET)
Mar 1, 2016 · 8:31 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 19, 2016 | J | 24 | $15.1199 | A | 11,574 | I | By 401(k) |
| Common Stock | Feb 1, 2016 | J | 24 | $15.2199 | A | 11,598 | I | By 401(k) |
| Common Stock | Feb 17, 2016 | J | 24 | $14.8298 | A | 11,622 | I | By 401(k) |
| Common Stock | Feb 19, 2016 | J | 127 | $15.5376 | A | 11,749 | I | By 401(k) |
| Common StockF3 | Dec 31, 2015 | J | 810 | $15.06 | A | 40,329 | I | By ESOP |
| Common Stock | holding | — | — | — | 268,810 | D | ||
| Common Stock | holding | — | — | — | 16,166 | I | By IRA | |
| Common StockF4 | holding | — | — | — | 59,630 | I | By Stock Award IX | |
| Common StockF5 | holding | — | — | — | 8,000 | I | By Stock Award V | |
| Common StockF6 | holding | — | — | — | 24,230 | I | By Stock Award VI | |
| Common StockF7 | holding | — | — | — | 33,970 | I | By Stock Award VII | |
| Common StockF8 | holding | — | — | — | 44,226 | I | By Stock Award VIII |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
- F2This form reflects an increase in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.
- F3The price reported in Column 4 is a weighted average price. The exempt acquisitions were acquired in multiple transactions at prices ranging from $15.02 to $16.32, inclusive.
- F4As authorized under a plan approved by the Board of Directors in March 2014, 59,630 shares granted under Stock Award IX on March 19, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan will vest in five approximately equal annual installments commencing on March 19, 2016.
- F5The remaining 8,000 shares, granted under Stock Award V on March 25, 2011 pursuant to the New York Community Bancorp, Inc. 2006 Stock Incentive Plan, will vest on March 25, 2016.
- F6The remaining 24,230 shares, granted under Stock Award VI on March 13, 2012 pursuant to the New York Community Bancorp, Inc. 2006 Stock Incentive Plan, will vest in two equal annual installments commencing on March 13, 2016.
- F7The remaining 33,970 shares, granted under Stock Award VII on March 19, 2013 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three approximately equal annual installments commencing on March 19, 2016.
- F8The remaining 44,226 shares, granted under Stock Award VIII on March 18, 2014 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four approximately equal annual installments commencing on March 18, 2016.