SEC Form 4 · accession 0001225208-16-028647

FLAGSTAR BANK, NATIONAL ASSOCIATION · FLG

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Joseph R Ficalora

Officer — President & CEO · Director

Period of report

Dec 31, 2015

Accepted (ET)

Mar 1, 2016 · 8:31 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000910073

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Feb 19, 2016	J	6,311	$15.5376	A	583,187	I	By 401(k)
Common Stock^F3	Dec 31, 2015	J	810	$15.06	A	552,965	I	By ESOP
Common Stock	Feb 22, 2016	J	6,026	$15.6012	A	558,991	I	By ESOP
Common Stock	Feb 19, 2016	J	10,265	$15.50	A	946,225	I	By SERP
Common Stock	holding	—	—		—	2,957,262	D
Common Stock	holding	—	—		—	300,863	I	By Ficalora Family Foundation
Common Stock^F4	holding	—	—		—	232,558	I	By Stock Award IX
Common Stock^F5	holding	—	—		—	30,000	I	By Stock Award V
Common Stock^F6	holding	—	—		—	80,770	I	By Stock Award VI
Common Stock^F7	holding	—	—		—	154,620	I	By Stock Award VII
Common Stock^F8	holding	—	—		—	184,275	I	By Stock Award VIII

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.
F2This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
F3The price reported in Column 4 is a weighted average price. The exempt acquisitions were acquired in multiple transactions at prices ranging from $15.02 to $16.32, inclusive.
F4As authorized under a plan approved by the Board of Directors in March 2014, 232,558 shares granted under Stock Award IX on March 19, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan will vest in five approximately equal annual installments commencing on March 19, 2016.
F5The remaining 30,000 shares, granted under Stock Award V on March 25, 2011 pursuant to the New York Community Bancorp, Inc. 2006 Stock Incentive Plan, will vest on March 25, 2016.
F6The remaining 80,770 shares, granted under Stock Award VI on March 13, 2012 pursuant to the New York Community Bancorp, Inc. 2006 Stock Incentive Plan, will vest in two equal annual installments commencing on March 13, 2016.
F7The remaining 154,620 shares, granted under Stock Award VII on March 19, 2013 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on March 19, 2016.
F8The remaining 184,275 shares, granted under Stock Award VIII on March 18, 2014 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four approximately equal annual installments commencing on March 18, 2016.