SEC Form 4 · accession 0001225208-16-026172
FLAGSTAR BANK, NATIONAL ASSOCIATION · FLG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dominick Ciampa
Director
Period of report
Feb 11, 2016
Accepted (ET)
Feb 12, 2016 · 9:21 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 4, 2016 | G | 52,580 | $0.00 | D | 3,182 | I | As Trustee |
| Common Stock | Feb 11, 2016 | P | 5,000 | $14.82 | A | 8,182 | I | As Trustee |
| Common StockF1 | Feb 11, 2016 | P | 5,000 | $14.78 | A | 13,182 | I | As Trustee |
| Common StockF2 | holding | — | — | — | 151,446 | D | ||
| Common Stock | holding | — | — | — | 311,504 | I | By Foundation | |
| Common StockF2 | holding | — | — | — | 160,747 | I | By IRA | |
| Common Stock | holding | — | — | — | 927 | I | By Spouse | |
| Common StockF3 | holding | — | — | — | 2,836 | I | By Spouse's IRA | |
| Common StockF4 | holding | — | — | — | 5,000 | I | By Stock Award II | |
| Common StockF5 | holding | — | — | — | 10,000 | I | By Stock Award III | |
| Common StockF6 | holding | — | — | — | 15,000 | I | By Stock Award IV | |
| Common StockF7 | holding | — | — | — | 25,000 | I | By Stock Award V |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes an acquisition exempt from Section 16(b) which was acquired in good faith in connection with a debt previously contracted.
- F2Updated to correct a typographical error.
- F3Corrected to address a transfer of 467 shares that was previously reported twice.
- F4The remaining 5,000 shares, granted under Stock Award II on January 3, 2012 pursuant to the New York Community Bancorp, Inc. 2006 Stock Incentive Plan, will vest on January 3, 2017.
- F5The remaining 10,000 shares, granted under Stock Award III on January 10, 2013 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on January 10, 2017.
- F6The remaining 15,000 shares, granted under Stock Award IV on January 10, 2014 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on January 10, 2017.
- F725,000 shares granted under Stock Award V on May 1, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan will vest in five approximately equal annual installments commencing on May 1, 2016.