SEC Form 5 · accession 0001225208-16-026053
FLAGSTAR BANK, NATIONAL ASSOCIATION · FLG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Pinto
Officer — EVP & Chief Accounting Officer
Period of report
Dec 31, 2015
Accepted (ET)
Feb 11, 2016 · 8:32 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 25, 2015 | J | 5,600 | $0.00 | A | 203,149 | D | |
| Common Stock | Mar 31, 2015 | J | 5,000 | $0.00 | A | 208,149 | D | |
| Common Stock | Mar 31, 2015 | J | 5,000 | $0.00 | D | 0 | I | By Stock Award IV |
| Common StockF2 | Mar 25, 2015 | J | 5,600 | $0.00 | D | 5,600 | I | By Stock Award V |
| Common Stock | holding | — | — | — | 26,988 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 32,828 | I | By ESOP | |
| Common StockF3 | holding | — | — | — | 44,723 | I | By Stock Award IX | |
| Common StockF4 | holding | — | — | — | 18,462 | I | By Stock Award VI | |
| Common StockF5 | holding | — | — | — | 27,600 | I | By Stock Award VII | |
| Common StockF6 | holding | — | — | — | 35,380 | I | By Stock Award VIII |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Since the reporting person's last report 5,000 shares and 5,600 shares previously held by Stock Award IV and Stock Award V, respectively, have vested and are now held directly.
- F2The remaining 5,600 shares, granted under Stock Award V on March 25, 2011 pursuant to the New York Community Bancorp, Inc. 2006 Stock Incentive Plan, will vest on March 25, 2016.
- F3As authorized under a plan approved by the Board of Directors in March 2014, 44,723 shares granted under Stock Award IX on March 19, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan will vest in five approximately equal annual installments commencing on March 19, 2016.
- F4The remaining 18,462 shares, granted under Stock Award VI on March 13, 2012 pursuant to the New York Community Bancorp, Inc. 2006 Stock Incentive Plan, will vest in two equal annual installments commencing on March 13, 2016.
- F5The remaining 27,600 shares, granted under Stock Award VII on March 19, 2013 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three approximately equal annual installments commencing on March 19, 2016.
- F6The remaining 35,380 shares, granted under Stock Award VIII on March 18, 2014 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four approximately equal annual installments commencing on March 18, 2016.