SEC Form 4 · accession 0001225208-16-025386
FLAGSTAR BANK, NATIONAL ASSOCIATION · FLG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dominick Ciampa
Director
Period of report
Feb 1, 2016
Accepted (ET)
Feb 2, 2016 · 8:32 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 28, 2015 | G | 15,210 | $0.00 | D | 134,446 | D | |
| Common Stock | Feb 1, 2016 | P | 5,000 | $15.3399 | A | 44,742 | I | As Trustee |
| Common Stock | Feb 1, 2016 | P | 5,000 | $15.22 | A | 49,742 | I | As Trustee |
| Common Stock | holding | — | — | — | 311,504 | I | By Foundation | |
| Common StockF1 | holding | — | — | — | 157,747 | I | By IRA | |
| Common StockF3 | holding | — | — | — | 927 | I | By Spouse | |
| Common StockF3 | holding | — | — | — | 2,369 | I | By Spouse's IRA | |
| Common StockF2,F4 | holding | — | — | — | 5,000 | I | By Stock Award II | |
| Common StockF2,F5 | holding | — | — | — | 10,000 | I | By Stock Award III | |
| Common StockF2,F6 | holding | — | — | — | 15,000 | I | By Stock Award IV | |
| Common StockF7 | holding | — | — | — | 25,000 | I | By Stock Award V |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The number of shares indicated reflects a minimum required distribution of 27,760 shares from the insider's IRA to his personal account on December 3, 2015.
- F2Since the reporting person's last report, 5,000 shares previously held in each of Stock Award, Stock Award II, Stock Award III and Stock Award IV have vested and are now owned directly.
- F3The number of shares indicated reflects a minimum required distribution of 460 shares from the spouse's IRA to her personal account on December 3, 2015.
- F4The remaining 5,000 shares, granted under Stock Award II on January 3, 2012 pursuant to the New York Community Bancorp, Inc. 2006 Stock Incentive Plan, will vest on January 3, 2017.
- F5The remaining 10,000 shares, granted under Stock Award III on January 10, 2013 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on January 10, 2017.
- F6The remaining 15,000 shares, granted under Stock Award IV on January 10, 2014 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on January 10, 2017.
- F725,000 shares granted under Stock Award V on May 1, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan will vest in five approximately equal annual installments commencing on May 1, 2016.