SEC Form 4 · accession 0001225208-15-011014
FLAGSTAR BANK, NATIONAL ASSOCIATION · FLG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Max L Kupferberg
Director
Period of report
May 1, 2015
Accepted (ET)
May 4, 2015 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 1, 2015 | A | 3,000 | $0.00 | A | 3,000 | I | By Stock Award III |
| Common StockF2 | holding | — | — | — | 618,884 | D | ||
| Common Stock | holding | — | — | — | 536,377 | I | As Partner | |
| Common Stock | holding | — | — | — | 685,221 | I | As shareholder of the Max K One LLC | |
| Common Stock | holding | — | — | — | 182,917 | I | By Kupferberg Foundation | |
| Common StockF2,F3 | holding | — | — | — | 1,800 | I | By Stock Award | |
| Common StockF2,F4 | holding | — | — | — | 2,400 | I | By Stock Award II | |
| Common Stock | holding | — | — | — | 67,999 | I | Max & Selma Kupferberg Foundation |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F13,000 shares, granted under Stock Award III on May 1, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in five equal annual installments commencing on May 1, 2016.
- F2Since the reporting person's last report 600 shares and 600 shares previously held by Stock Award and Stock Award II, respectively, have vested and are now owned directly.
- F3The remaining 1,800 shares, granted under Stock Award on January 10, 2013 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on January 10, 2016.
- F4The remaining 2,400 shares, granted under Stock Award II on January 10, 2014 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four equal annual installments commencing on January 10, 2016.