SEC Form 4 · accession 0001225208-15-006393
FLAGSTAR BANK, NATIONAL ASSOCIATION · FLG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph R Ficalora
Officer — President & CEO · Director
Period of report
Feb 20, 2015
Accepted (ET)
Mar 3, 2015 · 8:31 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 20, 2015 | J | 8,215 | $16.5645 | A | 552,532 | I | By 401(k) |
| Common Stock | Feb 23, 2015 | J | 7,958 | $16.3605 | A | 528,775 | I | By ESOP |
| Common Stock | Feb 20, 2015 | J | 13,359 | $16.527 | A | 896,433 | I | By SERP |
| Common Stock | holding | — | — | — | 2,759,268 | D | ||
| Common Stock | holding | — | — | — | 300,863 | I | By Ficalora Family Foundation | |
| Common StockF2 | holding | — | — | — | 30,000 | I | By Stock Award IV | |
| Common StockF3 | holding | — | — | — | 60,000 | I | By Stock Award V | |
| Common StockF4 | holding | — | — | — | 121,155 | I | By Stock Award VI | |
| Common StockF5 | holding | — | — | — | 206,160 | I | By Stock Award VII | |
| Common StockF6 | holding | — | — | — | 230,344 | I | By Stock Award VIII |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.
- F2The remaining 30,000 shares, granted under Stock Award IV on March 31, 2010 pursuant to the New York Community Bancorp, Inc. 2006 Stock Incentive Plan, will vest on March 31, 2015.
- F3The remaining 60,000 shares, granted under Stock Award V on March 25, 2011 pursuant to the New York Community Bancorp, Inc. 2006 Stock Incentive Plan, will vest in two equal annual installments commencing on March 25, 2015.
- F4The remaining 121,155 shares, granted under Stock Award VI on March 13, 2012 pursuant to the New York Community Bancorp, Inc. 2006 Stock Incentive Plan, will vest in three equal annual installments commencing on March 13, 2015.
- F5The remaining 206,160 shares, granted under Stock Award VII on March 19, 2013 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four equal annual installments commencing on March 19, 2015.
- F6230,344 shares, granted under Stock Award VIII on March 18, 2014 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in five approximately equal annual installments commencing on March 18, 2015.