SEC Form 5 · accession 0001225208-15-004025

FLAGSTAR BANK, NATIONAL ASSOCIATION · FLG

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

John J Pinto

Officer — EVP & Chief Accounting Officer

Period of report

Dec 31, 2014

Accepted (ET)

Feb 13, 2015 · 4:02 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000910073

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F2	Dec 31, 2014	J	843	$15.7507	A	32,828	I	By ESOP
Common Stock^F3	holding	—	—		—	170,271	D
Common Stock	holding	—	—		—	26,988	I	By 401(k)
Common Stock^F3,F4	holding	—	—		—	5,000	I	By Stock Award IV
Common Stock^F3,F5	holding	—	—		—	11,200	I	By Stock Award V
Common Stock^F6	holding	—	—		—	27,693	I	By Stock Award VI
Common Stock^F7	holding	—	—		—	36,801	I	By Stock Award VII
Common Stock^F8	holding	—	—		—	44,226	I	By Stock Award VIII

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to buy)	$18.17	holding	—	—	—	Dec 30, 2005	Apr 5, 2015	Common Stock	20,000	20,000	D

Explanation of responses

F1This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
F2The price reported in Column 4 is a weighted average price. The exempt acquisitions were acquired in multiple transactions at prices ranging from $15.54 to $16.00, inclusive.
F3Since the reporting person's last report 6,000 shares, 5,000 shares and 5,600 shares previously held by Stock Award III, Stock Award IV and Stock Award V have vested and are now held directly.
F4The remaining 5,000 shares, granted under Stock Award IV on March 31, 2010 pursuant to the New York Community Bancorp, Inc. 2006 Stock Incentive Plan, will vest on March 31, 2015.
F5The remaining 11,200 shares, granted under Stock Award V on March 25, 2011 pursuant to the New York Community Bancorp, Inc. 2006 Stock Incentive Plan, will vest in two equal annual installments commencing on March 25, 2015.
F6The remaining 27,693 shares, granted under Stock Award VI on March 13, 2012 pursuant to the New York Community Bancorp, Inc. 2006 Stock Incentive Plan, will vest in three equal annual installments commencing on March 13, 2015.
F7The remaining 36,801 shares, granted under Stock Award VII on March 19, 2013 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four approximately equal annual installments commencing on March 19, 2015.
F844,226 shares, granted under Stock Award VIII on March 18, 2014 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in five approximately equal annual installments commencing on March 18, 2015.