SEC Form 5 · accession 0001225208-15-004023
FLAGSTAR BANK, NATIONAL ASSOCIATION · FLG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas R Cangemi
Officer — Sr. EVP & CFO
Period of report
Dec 31, 2014
Accepted (ET)
Feb 13, 2015 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 5, 2014 | J | 318 | $16.1299 | A | 89,640 | I | By 401(k) |
| Common StockF2 | Dec 31, 2014 | J | 843 | $15.7507 | A | 36,555 | I | By ESOP |
| Common StockF3 | holding | — | — | — | 624,470 | D | ||
| Common Stock | holding | — | — | — | 58,394 | I | By IRA | |
| Common Stock | holding | — | — | — | 1,941 | I | By Spouse | |
| Common StockF3,F4 | holding | — | — | — | 9,600 | I | By Stock Award IV | |
| Common StockF3,F5 | holding | — | — | — | 18,000 | I | By Stock Award V | |
| Common StockF6 | holding | — | — | — | 41,538 | I | By Stock Award VI | |
| Common StockF7 | holding | — | — | — | 53,786 | I | By Stock Award VII | |
| Common StockF8 | holding | — | — | — | 64,496 | I | By Stock Award VIII |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
- F2The price reported in Column 4 is a weighted average price. The exempt acquisitions were acquired in multiple transactions at prices ranging from $15.54 to $16.00, inclusive.
- F3Since the reporting person's last report 11,000 shares, 9,600 shares and 9,000 shares previously held by Stock Award III, Stock Award IV and Stock Award V, respectively, have vested and are now owned directly.
- F4The remaining 9,600 shares, granted under Stock Award IV on March 31, 2010 pursuant to the New York Community Bancorp, Inc. 2006 Stock Incentive Plan, will vest on March 31, 2015.
- F5The remaining 18,000 shares, granted under Stock Award V on March 25, 2011 pursuant to the New York Community Bancorp, Inc. 2006 Stock Incentive Plan, will vest in two equal annual installments commencing on March 25, 2015.
- F6The remaining 41,538 shares, granted under Stock Award VI on March 13, 2012 pursuant to the New York Community Bancorp, Inc. 2006 Stock Incentive Plan, will vest in three equal annual installments commencing on March 13, 2015.
- F7The remaining 53,786 shares, granted under Stock Award VII on March 19, 2013 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four approximately equal annual installments commencing on March 19, 2015.
- F864,496 shares, granted under Stock Award VIII on March 18, 2014 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in five approximately equal annual installments commencing on March 18, 2015.