SEC Form 5 · accession 0001225208-15-004019
FLAGSTAR BANK, NATIONAL ASSOCIATION · FLG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Max L Kupferberg
Director
Period of report
Dec 31, 2014
Accepted (ET)
Feb 13, 2015 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 28, 2014 | G | 36,680 | $0.00 | A | 654,584 | D | |
| Common Stock | Nov 18, 2014 | J | 600 | $0.00 | A | 655,184 | D | |
| Common Stock | Dec 8, 2014 | G | 37,500 | $0.00 | D | 617,684 | D | |
| Common Stock | Nov 18, 2014 | J | 20,600 | $0.00 | D | 685,221 | I | As shareholder of the Max K One LLC |
| Common Stock | Dec 5, 2014 | W | 2,599 | $0.00 | D | 0 | I | By Estate of Selma Kupferberg |
| Common Stock | Dec 8, 2014 | G | 1,875 | $0.00 | D | 67,999 | I | Max & Selma Kupferberg Foundation |
| Common Stock | holding | — | — | — | 536,377 | I | As Partner | |
| Common Stock | holding | — | — | — | 182,917 | I | By Kupferberg Foundation | |
| Common StockF2 | holding | — | — | — | 2,400 | I | By Stock Award | |
| Common StockF3 | holding | — | — | — | 3,000 | I | By Stock Award II |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On November 18, 2014, the Max K One LLC made a pro-rata distribution.
- F2The remaining 2,400 shares, granted under Stock Award on January 10, 2013 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four equal annual installments commencing on January 10, 2015.
- F33,000 shares, granted under Stock Award II on January 10, 2014 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in five equal annual installments commencing on January 10, 2015.