SEC Form 5 · accession 0001225208-15-004018
FLAGSTAR BANK, NATIONAL ASSOCIATION · FLG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dominick Ciampa
Director
Period of report
Dec 31, 2014
Accepted (ET)
Feb 13, 2015 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 3, 2014 | J | 24,421 | $0.00 | A | 39,421 | D | |
| Common Stock | Dec 8, 2014 | J | 140,000 | $0.00 | A | 179,421 | D | |
| Common Stock | Dec 22, 2014 | G | 6,900 | $0.00 | D | 172,521 | D | |
| Common Stock | Dec 23, 2014 | G | 6,900 | $0.00 | D | 165,621 | D | |
| Common Stock | Dec 24, 2014 | G | 1,725 | $0.00 | D | 163,896 | D | |
| Common Stock | Dec 30, 2014 | G | 62,000 | $0.00 | D | 101,896 | D | |
| Common Stock | Dec 8, 2014 | J | 140,000 | $0.00 | D | 77,742 | I | As Trustee |
| Common Stock | Oct 8, 2014 | G | 652 | $0.00 | D | 254,194 | I | By Foundation |
| Common Stock | Dec 29, 2014 | G | 4,690 | $0.00 | D | 249,504 | I | By Foundation |
| Common Stock | Dec 30, 2014 | G | 62,000 | $0.00 | A | 311,504 | I | By Foundation |
| Common Stock | Dec 3, 2014 | J | 24,421 | $0.00 | D | 185,507 | I | By IRA |
| Common Stock | Dec 3, 2014 | J | 467 | $0.00 | A | 467 | I | By Spouse |
| Common Stock | Dec 3, 2014 | J | 467 | $0.00 | D | 2,829 | I | By Spouse's IRA |
| Common StockF4 | holding | — | — | — | 10,000 | I | By Stock Award | |
| Common StockF5 | holding | — | — | — | 15,000 | I | By Stock Award II | |
| Common StockF6 | holding | — | — | — | 20,000 | I | By Stock Award III | |
| Common StockF7 | holding | — | — | — | 25,000 | I | By Stock Award IV |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On December 3, 2014 a minimum required distribution was made by the plan. These shares are now held directly.
- F2140,000 shares previously held indirectly as Trustee have been transferred and are now held directly.
- F3On December 3, 2014 a minimum required distribution was made by the plan. These shares are now held indirectly by Spouse.
- F4The remaining 10,000 shares, granted under Stock Award on January 11, 2011 pursuant to the New York Community Bancorp, Inc. 2006 Stock Incentive Plan will vest in two equal annual installments commencing on January 11, 2015.
- F5The remaining 15,000 shares, granted under Stock Award II on January 3, 2012 pursuant to the New York Community Bancorp, Inc. 2006 Stock Incentive Plan will vest in three equal annual installments commencing on January 3, 2015.
- F6The remaining 20,000 shares, granted under Stock Award III on January 10, 2013 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan will vest in four equal annual installments commencing on January 10, 2015.
- F725,000 shares, granted under Stock Award IV on January 10, 2014 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in five equal annual installments commencing on January 10, 2015.