SEC Form 4 · accession 0001179110-15-015706
KEURIG GREEN MOUNTAIN, INC. · GMCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter G Leemputte
Officer — Chief Financial Officer
Period of report
Dec 1, 2015
Accepted (ET)
Dec 3, 2015 · 5:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000909954
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NQ Stock OptionsF2,F1 | $52.98 | Dec 1, 2015 | A | 31,616 | A | — | Dec 1, 2025 | Common Stock | 31,616 | 31,616 | D |
| Restricted Stock UnitsF3,F4 | — | Dec 1, 2015 | A | 10,538 | A | — | — | Common Stock | 10,538 | 10,538 | D |
Explanation of responses
- F1Options vest in three equal annual installments, with the first installment vesting December 1, 2016, the first anniversary of the grant date.
- F21 for 1.
- F3Each restricted stock unit represents a contingent right to receive one share of Common Stock. The price of a share of the Company's stock on the date of grant was $52.98.
- F4The restricted stock units vest in three equal annual installments, with the first installment vesting on December 1, 2016.