SEC Form 4 · accession 0001179110-15-007613
KEURIG GREEN MOUNTAIN, INC. · GMCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Norman H Wesley
Director
Period of report
May 11, 2015
Accepted (ET)
May 12, 2015 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000909954
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 11, 2015 | P | 5,000 | $101.92 | A | 26,329 | D | |
| Common StockF2 | holding | — | — | — | 10,000 | I | Wesley GST Exempt Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $101.25 to $102.85. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC Staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2The reporting person is an investment adviser of Wesley GST Exempt Trust (the "Trust"), that owns the reported securities; the reporting person's children are the beneficiaries of the Trust. As an investment adviser, the reporting person may be deemed to have indirect beneficial ownership of all shares of common stock of which the Trust has beneficial ownership. However, the reporting person disclaims beneficial ownership of all shares of common stock held by the Trust except to the extent of his pecuniary interest therein.