SEC Form 4 · accession 0001179110-15-005801
KEURIG GREEN MOUNTAIN, INC. · GMCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J. Degnan
Officer — Corporate General Counsel
Period of report
Apr 1, 2015
Accepted (ET)
Apr 2, 2015 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000909954
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 1, 2015 | M | 471 | — | A | 2,043 | D | |
| Common StockF3 | Apr 2, 2015 | F | 150 | $112.5734 | D | 1,893 | D | |
| Common Stock | holding | — | — | — | 112 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Apr 1, 2015 | M | 471 | D | — | — | Common stock | 471 | 943 | D |
Explanation of responses
- F1The reporting person had vested restricted stock units settled in shares of common stock par value $0.10, of Keurig Green Mountain, Inc. ("Common Stock).
- F2On April 1, 2013 the reporting person was granted 1,885 restricted stock units which vest in four equal installments. Each restricted stock unit represents a contingent right to receive one share of Common Stock. 471 of the restricted units vested on April 1, 2015.
- F3This number represents shares of Common Stock sold to satisfy the tax obligation due upon vesting of the restricted stock units.