SEC Form 4 · accession 0001179110-15-003914
KEURIG GREEN MOUNTAIN, INC. · GMCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F. Whoriskey
Officer — Pres. US Sales and Marketing
Period of report
Mar 2, 2015
Accepted (ET)
Mar 3, 2015 · 4:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000909954
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 2, 2015 | M | 745 | $71.30 | A | 1,767 | D | |
| Common Stock | Mar 2, 2015 | S | 745 | $127.85 | D | 1,022 | D | |
| Common Stock | holding | — | — | — | 112 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NQ Stock OptionsF3,F2 | $71.30 | Mar 2, 2015 | M | 745 | D | — | Dec 6, 2023 | Common Stock | 745 | 4,471 | D |
Explanation of responses
- F1This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2014.
- F2The option vests in four equal annual installments, with the first installment vesting on December 6, 2014, the first anniversary of the grant date.
- F31 for 1.