SEC Form 4 · accession 0001104659-15-055500
KEURIG GREEN MOUNTAIN, INC. · GMCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Norman H Wesley
Director
Period of report
Jul 30, 2015
Accepted (ET)
Aug 3, 2015 · 9:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000909954
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 29, 2015 | G | 634 | $0.00 | D | 25,695 | D | |
| Common StockF2 | Jul 30, 2015 | M | 165 | — | A | 25,860 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | — | Jul 30, 2015 | M | 165 | D | — | — | Common Stock | 165 | 165 | D |
Explanation of responses
- F1The reporting person had restricted stock units vest which were settled in shares of Keurig Green Mountain, Inc.'s common stock, par value $0.10 per share (the "Common Stock").
- F2On July 30, 2012, the reporting person was granted 659 restricted stock units which vest in four equal installments. Each restricted stock unit represents a contingent right to receive one share of Common Stock. 165 of the restricted stock units vested on July 30, 2015.