SEC Form 4 · accession 0001209191-17-055275
COSTCO WHOLESALE CORP /NEW · COST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Dennis R Zook
Officer — Executive VP
Period of report
Oct 2, 2017
Accepted (ET)
Oct 3, 2017 · 5:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000909832
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 2, 2017 | A | 19,570 | — | A | 20,196 | D | |
| Common Stock | Oct 2, 2017 | F | 9,659 | $165.89 | D | 10,537 | D | |
| Common Stock | holding | — | — | — | 12,728 | I | Zook Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant was initially made in October 2016 subject to performance conditions concerning fiscal 2017, which have been deemed satisfied by the Compensation Committee of the Board of Directors. The shares of restricted stock subject to performance conditions vest ratably over a four year period from satisfaction based on continued employment with the Company. In addition, under the Stock Incentive Plan, long term employees are eligible for accelerated vesting upon the anniversary of their 25th, 30th and 35th years of service.
- F2Not applicable. Grant of Restricted Stock Units.